| 1 |
Short title, extent and commencement. | Read |
| 2 |
Definitions. | Read |
| 3 |
Establishment and incorporation of Board. | Read |
| 4 |
Management of the Board. | Read |
| 5 |
Term of office and conditions of service of Chairman and members of the Board. | Read |
| 6 |
Removal of member from office. | Read |
| 7 |
Meetings. | Read |
| 7A |
Member not to participate in meetings in certain cases. | Read |
| 8 |
Vacancies, etc., not to invalidate proceedings of Board. | Read |
| 9 |
Officers and employees of the Board. | Read |
| 10 |
Transfer of assets, liabilities, etc., of existing Securities and Exchange Board to the Board. | Read |
| 11 |
Functions of Board. | Read |
| 11A |
Board to regulate or prohibit issue of prospectus, offer document or advertisement soliciting money for issue of securities. | Read |
| 11AA |
Collective investment scheme. | Read |
| 11B |
Power to issue directions and levy penalty. | Read |
| 11C |
Investigation. | Read |
| 11D |
Cease and desist proceedings. | Read |
| 12 |
Registration of stock-brokers, sub-brokers, share transfer agents, etc. | Read |
| 12A |
Prohibition of manipulative and deceptive devices, insider trading and substantial acquisition of securities or control. | Read |
| 13 |
Grants by the Central Government. | Read |
| 14 |
Fund. | Read |
| 15 |
Accounts and audit. | Read |
| 15A |
Penalty for failure to furnish information, return, etc. | Read |
| 15B |
Penalty for failure by any person to enter into agreement with clients. | Read |
| 15C |
Penalty for failure to redress investors‟ grievances. | Read |
| 15D |
Penalty for certain defaults in case of mutual funds. | Read |
| 15E |
Penalty for failure to observe rules and regulations by an asset management company. | Read |
| 15EA |
Penalty for default in case of alternative investment funds, infrastructure investment trusts and real estate investment trusts. | Read |
| 15EB |
Penalty for default in case of investment adviser and research analyst. | Read |
| 15F |
Penalty for default in case of stock brokers. | Read |
| 15G |
Penalty for insider trading. | Read |
| 15H |
Penalty for non-disclosure of acquisition of shares and takeovers. | Read |
| 15HA |
Penalty for fraudulent and unfair trade practices. | Read |
| 15HAA |
Penalty for alteration, destruction, etc., of records and failure to protect the electronic database of Board. | Read |
| 15HB |
Penalty for contravention where no separate penalty has been provided. | Read |
| 15-I |
Power to adjudicate. | Read |
| 15J |
Factors to be taken into account while adjudging quantum of penalty. | Read |
| 15JA |
Crediting sums realised by way of penalties to Consolidated Fund of India. | Read |
| 15JB |
Settlement of administrative and civil proceedings. | Read |
| 15K |
Establishment of Securities Appellate Tribunals. | Read |
| 15L |
Composition of Securities Appellate Tribunal. | Read |
| 15M |
Qualification for appointment as Presiding Officer or Member of Securities Appellate Tribunal. | Read |
| 15MA |
Amendment of Presiding Officer and Judicial Member. | Read |
| 15MB |
Search-cum-Selection Committee for appointment of Technical Members. | Read |
| 15MC |
Vacancy not to invalidate selection proceeding. | Read |
| 15N |
Tenure of office of Presiding Officer and other Members of Securities Appellate Tribunal. | Read |
| 15O |
Salary and allowances and other terms and conditions of service of Presiding Officers. | Read |
| 15P |
Filling up of vacancies. | Read |
| 15PA |
Member to act as Presiding Officer in certain circumstances | Read |
| 15Q |
Resignation and removal. | Read |
| 15QA |
Qualifications, terms and conditions of service of Presiding Officer and Member. | Read |
| 15R |
Orders constituting Appellate Tribunal to be final and not to invalidate its proceedings. | Read |
| 15S |
Staff of the Securities Appellate Tribunal. | Read |
| 15T |
Appeal to the Securities Appellate Tribunal. | Read |
| 15U |
Procedure and powers of the Securities Appellate Tribunal. | Read |
| 15V |
Right to legal representation. | Read |
| 15W |
Limitation. | Read |
| 15X |
Presiding Officer, Members and staff of Securities Appellate Tribunals to be public servants. | Read |
| 15Y |
Civil Court not to have jurisdiction. | Read |
| 15Z |
Appeal to Supreme Court. | Read |
| 16 |
Power of Central Government to issue directions | Read |
| 17 |
Power of Central Government to supersede the Board. | Read |
| 18 |
Returns and reports. | Read |
| 19 |
Delegation. | Read |
| 20 |
Appeals. | Read |
| 20A |
Bar of jurisdiction. | Read |
| 21 |
Savings. | Read |
| 22 |
Members, officers and employees of the Board to be public servants. | Read |
| 23 |
Protection of action taken in good faith. | Read |
| 24 |
Offences. | Read |
| 24A |
Composition of certain offences. | Read |
| 24B |
Power to grant immunity. | Read |
| 25 |
Exemption from tax on wealth and income. | Read |
| 26 |
Cognizance of offences by courts. | Read |
| 26A |
Establishment of Special Courts. | Read |
| 26B |
Offences triable by Special Courts. | Read |
| 26C |
Appeal and revision. | Read |
| 26D |
Application of Code to proceedings before Special Court. | Read |
| 26E |
Transitional provisions. | Read |
| 27 |
Contravention by companies. | Read |
| 28 |
Omitted.. | Read |
| 28A |
Recovery of amounts. | Read |
| 28B |
Continuance of proceedings. | Read |
| 28C |
Powers of Board not to apply to International Financial Services Centre. | Read |
| 29 |
Power to make rules. | Read |
| 30 |
Power to make regulations. | Read |
| 31 |
Rules and regulations to be laid before Parliament. | Read |
| 32 |
Application of other laws not barred. | Read |
| 33 |
Repealed.. | Read |
| 34 |
Power to remove difficulties. | Read |
| 34A |
Validation of certain acts. | Read |
| 35 |
Repeal and saving. | Read |
