| 1 | Short title, extent and commencement. |
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| 2 | Definitions. |
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| 3 | Establishment and incorporation of Board. |
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| 4 | Management of the Board. |
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| 5 | Term of office and conditions of service of Chairman and members of the Board. |
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| 6 | Removal of member from office. |
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| 7 | Meetings. |
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| 7A | Member not to participate in meetings in certain cases. |
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| 8 | Vacancies, etc., not to invalidate proceedings of Board. |
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| 9 | Officers and employees of the Board. |
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| 10 | Transfer of assets, liabilities, etc., of existing Securities and Exchange Board to the Board. |
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| 11 | Functions of Board. |
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| 11A | Board to regulate or prohibit issue of prospectus, offer document or advertisement soliciting money for issue of securities. |
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| 11AA | Collective investment scheme. |
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| 11B | Power to issue directions and levy penalty. |
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| 11C | Investigation. |
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| 11D | Cease and desist proceedings. |
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| 12 | Registration of stock-brokers, sub-brokers, share transfer agents, etc. |
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| 12A | Prohibition of manipulative and deceptive devices, insider trading and substantial acquisition of securities or control. |
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| 13 | Grants by the Central Government. |
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| 14 | Fund. |
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| 15 | Accounts and audit. |
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| 15A | Penalty for failure to furnish information, return, etc. |
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| 15B | Penalty for failure by any person to enter into agreement with clients. |
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| 15C | Penalty for failure to redress investors‟ grievances. |
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| 15D | Penalty for certain defaults in case of mutual funds. |
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| 15E | Penalty for failure to observe rules and regulations by an asset management company. |
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| 15F | Penalty for default in case of stock brokers. |
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| 15G | Penalty for insider trading. |
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| 15H | Penalty for non-disclosure of acquisition of shares and takeovers. |
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| 15HA | Penalty for fraudulent and unfair trade practices. |
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| 15HB | Penalty for contravention where no separate penalty has been provided. |
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| 15-I | Power to adjudicate. |
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| 15J | Factors to be taken into account while adjudging quantum of penalty. |
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| 15JA | Crediting sums realised by way of penalties to Consolidated Fund of India. |
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| 15JB | Settlement of administrative and civil proceedings. |
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| 15K | Establishment of Securities Appellate Tribunals. |
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| 15L | Composition of Securities Appellate Tribunal. |
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| 15M | Qualification for appointment as Presiding Officer or Member of Securities Appellate Tribunal. |
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| 15N | Tenure of office of Presiding Officer and other Members of Securities Appellate Tribunal. |
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| 15O | Salary and allowances and other terms and conditions of service of Presiding Officers. |
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| 15P | Filling up of vacancies. |
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| 15Q | Resignation and removal. |
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| 15R | Orders constituting Appellate Tribunal to be final and not to invalidate its proceedings. |
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| 15S | Staff of the Securities Appellate Tribunal. |
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| 15T | Appeal to the Securities Appellate Tribunal. |
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| 15U | Procedure and powers of the Securities Appellate Tribunal. |
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| 15V | Right to legal representation. |
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| 15W | Limitation. |
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| 15X | Presiding Officer, Members and staff of Securities Appellate Tribunals to be public servants. |
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| 15Y | Civil Court not to have jurisdiction. |
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| 15Z | Appeal to Supreme Court. |
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| 16 | Power of Central Government to issue directions |
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| 17 | Power of Central Government to supersede the Board. |
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| 18 | Returns and reports. |
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| 19 | Delegation. |
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| 20 | Appeals. |
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| 20A | Bar of jurisdiction. |
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| 21 | Savings. |
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| 22 | Members, officers and employees of the Board to be public servants. |
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| 23 | Protection of action taken in good faith. |
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| 24 | Offences. |
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| 24A | Composition of certain offences. |
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| 24B | Power to grant immunity. |
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| 25 | Exemption from tax on wealth and income. |
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| 26 | Cognizance of offences by courts. |
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| 26A | Establishment of Special Courts. |
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| 26B | Offences triable by Special Courts. |
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| 26C | Appeal and revision. |
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| 26D | Application of Code to proceedings before Special Court. |
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| 26E | Transitional provisions. |
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| 27 | Contravention by companies. |
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| 28 | Omitted.. |
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| 28A | Recovery of amounts. |
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| 29 | Power to make rules. |
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| 30 | Power to make regulations. |
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| 31 | Rules and regulations to be laid before Parliament. |
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| 32 | Application of other laws not barred. |
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| 33 | Repealed.. |
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| 34 | Power to remove difficulties. |
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| 34A | Validation of certain acts. |
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| 35 | Repeal and saving. |
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| 15MA | Amendment of Presiding Officer and Judicial Member. |
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| 15MB | Search-cum-Selection Committee for appointment of Technical Members. |
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| 15MC | Vacancy not to invalidate selection proceeding. |
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| 15QA | Qualifications, terms and conditions of service of Presiding Officer and Member. |
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| 15EA | Penalty for default in case of alternative investment funds, infrastructure investment trusts and real estate investment trusts. |
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| 15EB | Penalty for default in case of investment adviser and research analyst. |
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| 28B | Continuance of proceedings. |
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| 15PA | Member to act as Presiding Officer in certain circumstances |
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| 15HAA | Penalty for alteration, destruction, etc., of records and failure to protect the electronic database of Board. |
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| 28C | Powers of Board not to apply to International Financial Services Centre. |
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