1 | Short title, extent and commencement. |
|
2 | Definitions. |
|
2A | Interpretation of certain words and expressions. |
|
3 | Application for recognition of stock exchanges. |
|
4 | Grant of recognition to stock exchanges. |
|
4A | Corporatisation and demutualisation of stock exchanges. |
|
4B | Procedure for corporatisation and demutualisation. |
|
5 | Withdrawal of recognition. |
|
6 | Power of Central Government to call for periodical returns or direct inquiries to be made. |
|
7 | Annual reports to be furnished to the Central Government by stock exchanges. |
|
7A | Power of recognised stock exchange to make rules restricting voting rights, etc. |
|
8 | Power of Central Government to direct rules to be made or to make rules. |
|
8A | Clearing corporation. |
|
9 | Power of recognised stock exchanges to make bye-laws. |
|
10 | Power of Securities and Exchange Board of India to make or amend bye-laws of recognised stock exchanges. |
|
11 | Power of Central Government to supersede governing body of a recognised stock exchange. |
|
12 | Power to suspend business of recognised stock exchanges. |
|
12A | Power to issue directions. |
|
13 | Contracts in notified areas illegal in certain circumstances. |
|
13A | Additional trading floor. |
|
14 | Contracts in notified areas to be void in certain circumstances. |
|
15 | Members may not act as principals in certain circumstances. |
|
16 | Power to prohibit contracts in certain cases. |
|
17 | Licensing of dealers in securities in certain areas. |
|
17A | Public issue and listing of securities referred to in sub-clause (ie) of clause (h) of section 2. |
|
18 | Exclusion of spot delivery contracts from sections 13, 14, 15 and 17. |
|
18A | Contracts in derivatives. |
|
19 | Stock exchanges other than recognised stock exchanges prohibited. |
|
20 | [Omitted.]. |
|
21 | Conditions for listing. |
|
21A | Delisting of securities. |
|
22 | Right of appeal against refusal by stock exchanges to list securities of public companies. |
|
22A | Right of appeal to Securities Appellate Tribunal against refusal of stock exchange to list securities of public companies. |
|
22B | Procedure and powers of Securities Appellate tribunal. |
|
22C | Right to legal representation. |
|
22D | Limitation. |
|
22E | Civil Court not to have jurisdiction. |
|
22F | Appeal to High Court. |
|
23 | Penalties. |
|
23A | Penalty for failure to furnish information, return, etc. |
|
23B | Penalty for failure by any person to enter into an agreement with clients. |
|
23C | Penalty for failure to redress Investors grievances. |
|
23D | Penalty for failure to segregate securities or moneys of client or clients. |
|
23E | Penalty for failure to comply with provision of listing conditions or delisting conditions or grounds. |
|
23F | Penalty for excess dematerialisation or delivery of unlisted securities. |
|
23G | Penalty for failure to furnish periodical returns, etc. |
|
23H | Penalty for contravention where no separate penalty has been provided. |
|
23-I | Power to adjudicate. |
|
23J | Factors to be taken into account by the adjudicating officer. |
|
23JA | Settlement of administrative and civil proceedings. |
|
23JB | Recovery of amounts. |
|
23K | Crediting sum realised by way of penalties to Consolidated Fund of India. |
|
23L | Appeal to Securities Appellate Tribunal. |
|
23M | Offences. |
|
23N | Composition of certain offences. |
|
23-O | Power to grant immunity. |
|
24 | Offences by companies. |
|
25 | Certain offences to be cognizable |
|
26 | Cognizance of offences by courts. |
|
26A | Establishment of Special Courts. |
|
26B | Offences triable by Special Courts. |
|
26C | . Appeal and Revision. |
|
26D | Application of Code to proceedings before Special Court. |
|
26E | Transitional provisions. |
|
27 | Title to dividends. |
|
27A | Right to receive income from collective investment scheme. |
|
27B | Right to receive income from mutual fund |
|
28 | Act not to apply in certain cases. |
|
29 | Protection of action taken in good faith. |
|
29A | power to delegate |
|
30 | Power to make rules. |
|
30A | Special provisions related to commodity derivatives. |
|
31 | Power of Securities and Exchange Board of India to make regulations. |
|
32 | Validation of certain acts. |
|
23GA | Penalty for failure to conduct business in accordance with rules, etc. |
|
23JC | Continuance of proceedings. |
|
29B | Powers of the Securities and Exchange Board of India not to apply to International Financial Services Centre. |
|
30B | Special provisions related to pooled investment vehicle. |
|