1 | Short title, extent and commencement. |
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2 | Definitions. |
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3 | Certificate of commencement of business by depositories. |
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4 | Agreement between depository and participant. |
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5 | Services of depository. |
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6 | Surrender of certificate of security. |
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7 | Registration of transfer of securities with depository. |
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8 | Options to receive security certificate or hold securities with depository. |
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9 | Securities in depositories to be in fungible form. |
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10 | Rights of depositories and beneficial owner. |
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11 | Register of beneficial owner. |
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12 | Pledge or hypothecation of securities held in a depository. |
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13 | Furnishing of information and records by depository and issuer. |
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14 | Option to opt out in respect of any security. |
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15 | Act 18 of 1891 to apply to depositories. |
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16 | Depositories to indemnify loss in certain cases. |
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17 | Rights and obligations of depositories, etc. |
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18 | Power of Board to call for information and enquiry. |
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19 | Power of Board to give directions in certain cases. |
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19A | Penalty for failure to furnish information, return, etc. |
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19B | Penalty for failure to enter into an agreement. |
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19C | Penalty for failure to redress investors‟ grievances. |
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19D | Penalty for delay in dematerialisation or issue of certificate of securities. |
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19E | Penalty for failure to reconcile records. |
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19F | Penalty for failure to comply with directions issued by Board under section 19 of the Act. |
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19G | Penalty for contravention where no separate penalty has been provided. |
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19H | Power to adjudicate. |
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19-I | Factors to be taken into account by adjudicating officer. |
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19-IA | Settlement of Administrative and Civil Proceedings |
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19-IB | Recovery of amounts. |
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19J | Crediting sums realised by way of penalties to Consolidated Fund of India. |
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20 | Offences |
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21 | Offences by companies. |
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22 | Cognizance of offences by courts |
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22A | Composition of certain offences. |
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22B | Power to grant immunity. |
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22C | Establishment of Special Courts |
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22D | Offences triable by Special Courts |
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22E | Appeal and revision |
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22F | Application of Code to proceedings before Special Court |
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22G | Transitional provisions. |
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23 | Appeals. |
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23A | Appeal to Securities Appellate Tribunal. |
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23B | Procedure and powers of Securities Appellate Tribunal. |
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23C | Right to legal representation. |
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23D | Limitations. |
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23E | Civil Court not to have jurisdiction |
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23F | Appeal to Supreme Court |
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24 | Power of Central Government to make rules. |
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25 | Power of Board to make regulations. |
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26 | Power of depositories to make bye-laws. |
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27 | Rules and regulations to be laid before Parliament. |
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28 | Application of other laws not barred. |
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29 | Removal of difficulties |
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30 | Repealed.. |
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30A | Validation of certain acts. |
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31 | Repeal and saving. |
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19FA | Penalty for conduct business in a fair manner. |
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19-IC | Continuance of proceedings. |
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23G | Powers of Board not to apply to International Financial Services Centre. |
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